Search for: "First Farmers Financial, LLC" Results 1 - 20 of 138
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22 Jun 2021, 9:21 am by Iorio Altamirano
Farmers Financial Solutions, LLC Continue reading The post Farmers Financial Solutions, LLC Sanctioned by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
4 Jan 2024, 10:56 am by The White Law Group
                 The post John Petrone, Farmers Financial, Barred by FINRA  appeared first on The White Law Group. [read post]
12 Apr 2019, 5:19 am
Consider the tragicomedy of Nikesh Patel, who wound up running a company with the somewhat reassuring name of First Farmers Financial LLC. [read post]
26 Aug 2014, 12:30 am
In short, the Court of Appeal upheld the judgment of the High Court that Fisher & Paykel Finance (FPF), in modifying its own credit software, had not infringed any copyright in Karum’s CMS software; nor had Karum proved a claim of breach of confidence through FPF incorporating Karum's trade secrets into its own software.Background In 2004 FPF purchased Retail Financial Services (RFS) from Farmers Trading Company, principally to acquire the business of… [read post]
15 Dec 2023, 6:55 am by Silver Law Group
  The post SEC Blocks Agridime, LLC “Cattle Contracts” Ponzi Scheme   appeared first on Securities Arbitration Lawyers Blog. [read post]
5 Jan 2021, 6:56 am by Silver Law Group
Narinder Singh (Narinder Kaur Singh CRD:# 3100308, aka “Narinder Dutt”) is a previously registered broker whose last known employer was Farmers Financial Solutions, LLC (CRD#:103863) of Sacramento, CA. [read post]
1 Sep 2020, 9:39 am by Renae Lloyd
According to Singh’s broker report, she was reportedly registered with Farmer’s Financial Services in Sacramento, CA from 2017 until 2019. [read post]
8 Oct 2014, 5:53 am by Cari Rincker
First, absent a partnership agreement, the New York “default rules” will apply. [read post]
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers Associates… [read post]
3 Jan 2019, 5:54 am by Silver Law Group
Inc   Flores, Daniel   Woodbury Financial Services, Inc   Princor Financial Services Corp   Giraldo, Jose   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Assoc, Inc   Heitz, Donald   LPL Financial LLC   First Command Financial Planning, Inc   Jenkins, Elisabeth   LPL Financial LLC   ESL Investment Services, LLC   Krize, Joshua   Wells… [read post]
31 Mar 2020, 6:13 am by Silver Law Group
  Prithviraj Dhandapani   LPL Financial LLC   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Davrion Hemphill   Fernando Landicho   Transamerica Financial Advisors,Inc. [read post]
2 Oct 2018, 5:48 am by Silver Law Group
  Felipe Munive   Allstate Financial Services, LLC   Gordan Nitka   MML Investor Services, LLC   MassMutual Life Insurance Co   Daniel Ochao   Farmers Financial Solutions, LLC   George Oldoerp   H Beck, Inc. [read post]
29 Mar 2023, 11:34 am by Silver Law Group
His prior employers include Arive Capital Markets (CRD#:8060) of Ronkonkoma, NY, First Standard Financial Company, LLC (CRD#:168340) of Garden City, NY, and Rockwell Global Capital LLC (CRD#:142485) of Melville, NY. [read post]
8 May 2020, 9:47 am by Silver Law Group
  Yee Yee Htwe   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Farmers Financial Solutions, LLC   Randy Jackson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   E*Trade Securities LLC   Scott Levine   Craft Capital Management LLC   PHX Financial, Inc. [read post]
20 May 2020, 2:25 pm by Silver Law Group
  Figueroa, Mark   Spartan Capital Securities, LLC   Arive Capital Markets   Freeman, Michael   Spartan Capital Securities   Legend Securities, Inc   Kopatz, Karen   Raymond James & Associates, Inc   Morgan Keegan & Company, Inc   Morgan, Gregory   Allstate Financial Services, LLC   ProEquities, Inc   Rayner, Wesley   Santander Securities LLC   JP Morgan Securities   Rodriquez,… [read post]
12 Jan 2018, 8:48 am by Silver Law Group
  Charles Edwin Garrison   Davenport & Company LLC   Robert Constantine Gray   Farmers Financial Solutions, LLC   Leanna Greene   State Farm VP Management Corp. [read post]
” To implement the “corn to pork” plan, the farmers, along with a feed store, formed C2P Pigs, LLC (C2P). [read post]